0000929638-11-000298.txt : 20110413 0000929638-11-000298.hdr.sgml : 20110413 20110413150512 ACCESSION NUMBER: 0000929638-11-000298 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110413 DATE AS OF CHANGE: 20110413 GROUP MEMBERS: CHRISTOS GOULAKOS GROUP MEMBERS: CONSTANCE GOULAKOS GROUP MEMBERS: GEORGE GOULAKOS GROUP MEMBERS: GREGORY COUREY GROUP MEMBERS: JAMIE GOULAKOS GROUP MEMBERS: JULIE GOULAKOS GROUP MEMBERS: SAM YAFFE GROUP MEMBERS: SPIRO GOULAKOS GROUP MEMBERS: STEPHEN COUREY GROUP MEMBERS: STEPHEN YAFFE GROUP MEMBERS: ZACHARY YAFFE FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Goulakos Chris CENTRAL INDEX KEY: 0001514986 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 2097 CAMBRIDGE ROAD CITY: MONTREAL STATE: A8 ZIP: H3R 2Y2 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMBASSADORS INTERNATIONAL INC CENTRAL INDEX KEY: 0000946842 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 911688605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44561 FILM NUMBER: 11756964 BUSINESS ADDRESS: STREET 1: 1071 CAMELBACK STREET 2: STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949.759.5900 MAIL ADDRESS: STREET 1: 1071 CAMELBACK STREET 2: STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13G/A 1 schedule13g_1.htm schedule13g_1.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. _  1_  )*


Ambassadors International, Inc.
(Name of Issuer)

Common Stock, par value $0.01
(Title of Class of Securities)

 
023178106
  
(CUSIP Number)

April 5, 2011
(Date of Event which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
[ ]  Rule 13d-1(b)
   
 
[ X ]  Rule 13d-1(c)
   
 
[ ]  Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures previously provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 
 
CUSIP NO. 023178106
Schedule 13G
Page 2 of 18 Pages


1
Names of Reporting Persons:
 
Chris Goulakos
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0%
12
Type of Reporting Person (See Instructions)
IN



 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 3 of 18 Pages



1
Names of Reporting Persons:
 
Spiro Goulakos
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0%
12
Type of Reporting Person (See Instructions)
IN



 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 4 of 18 Pages



1
Names of Reporting Persons:
 
Constance Goulakos
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0%
12
Type of Reporting Person (See Instructions)
IN


 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 5 of 18 Pages



1
Names of Reporting Persons:
 
Julie Goulakos
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0%
12
Type of Reporting Person (See Instructions)
IN



 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 6 of 18 Pages



1
Names of Reporting Persons:
 
George Goulakos
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0
12
Type of Reporting Person (See Instructions)
IN



 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 7 of 18 Pages



1
Names of Reporting Persons:
 
Jamie Goulakos
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0
12
Type of Reporting Person (See Instructions)
IN



 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 8 of 18 Pages



1
Names of Reporting Persons:
 
Christos Goulakos
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
62,950
6     Shared Voting Power
0
7     Sole Dispositive Power
62,950
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
62,950
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
1.9%
12
Type of Reporting Person (See Instructions)
IN


 


 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 9 of 18 Pages



1
Names of Reporting Persons:
 
Sam Yaffe
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0%
12
Type of Reporting Person (See Instructions)
IN



 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 10 of 18 Pages



1
Names of Reporting Persons:
 
Zachary Yaffe
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0%
12
Type of Reporting Person (See Instructions)
IN



 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 11 of 18 Pages



1
Names of Reporting Persons:
 
Stephen Yaffe
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0%
12
Type of Reporting Person (See Instructions)
IN



 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 12 of 18 Pages



1
Names of Reporting Persons:
 
Gregory Courey
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0%
12
Type of Reporting Person (See Instructions)
IN



 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 13 of 18 Pages



1
Names of Reporting Persons:
 
Stephen Courey
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)                                                                                                            [ X ]
 
(b)                                                                                                            [  ]
3
SEC Use Only
4
Citizenship or Place of Organization
 
Canada
Number
Of Shares
Beneficially
Owned by
Each
Reporting
Person With:
5     Sole Voting Power
0
6     Shared Voting Power
0
7     Sole Dispositive Power
0
8     Shared Dispositive Power
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
10
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
                                                                                                                                 [  ]
11
Percent of Class Represented by Amount in Row (9)
0%
12
Type of Reporting Person (See Instructions)
IN



 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 14 of 18 Pages

Item 1.
 
(a)
Name of Issuer
 
 
Ambassadors International, Inc.
 
(b)
Address of Issuer's Principal Executive Offices
 
 
2101 4th Avenue, Suite 210, Seattle, Washington  98121
 

Item 2.
 
 
(a)
Name of Person Filing:
 
 
Chris Goulakos, Spiro Goulakos, Constance Goulakos, Julie Goulakos, George Goulakos, Jamie Goulakos, Christos Goulakos, , Sam Yaffe, Zachary Yaffe, Stephen Yaffe, Gregory Courey and Stephen Courey.  The persons named in this paragraph are referred to individually herein as a “Reporting Person” and collectively as the “Reporting Persons”.
 
(b)
Address of Principal Business Office or, if none, Residence
 
 
Chris Goulakos, Spiro Goulakos, Constance Goulakos and Julie Goulakos are located at:
2097 Cambridge Road
Montreal, Quebec
CANADA H3P 1J1
 
George Goulakos and Jamie Goulakos are located at:
17 Linwood Crescent
Montreal, Quebec
CANADA H3P 1J1
 
Christos Goulakos is located at:
365 Revere
Montreal, Quebec
CANADA H3P 1C2
 
Sam Yaffe and Zachary Yaffe are located at:
447 Victoria Avenue
Montreal, Quebec
CANADA H3Y 2R3
 
Stephen Yaffe is located at:
150 Chemin de la Pointe Sud, Apt. 1007
Verdun, Quebec
CANADA H3E 0A7
 
Gregory Courey and Stephen Courey are located at:
339 Simcoe
Montreal, Quebec
CANADA H3P 1X3
 
(c)
Citizenship
 
All Reporting Persons are Canadian citizens.
 
(d)
Title of Class of Securities:
 
 
Common Stock, par value $0.01 per share
 
(e)
CUSIP Number
 
 
023178106
 
 
 
 
  
 
CUSIP NO.  023178106
Schedule 13G
Page 15 of 18 Pages
 
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 (a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)
[ ]
Insurance Company as defined in Section 3(a)(19) of the Act
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
(e)
[ ]
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)
[ ]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
[ ]
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
[ ]
A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
(k)
[ ]
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
 
                        If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution
 
Item 4.
Ownership

        Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)
Amount Beneficially Owned:
 
 
All Reporting Persons other than Christos Goulakos sold their respective shares of Common Stock of the Issuer on the open market on or prior to April 5, 2011.  Christos Goulakos has retained 62,950 shares of Common Stock of the Issuer over which he has sole voting power and sole dispositive power.
 
(b)
Percent of Class:
 
 
See Line 11 of cover sheets.  All ownership percentages reported herein are based on 3,321,284 shares of the Issuer’s Common Stock reported to be outstanding as of November 5, 2010, in the Issuer’s most recently filed Quarterly Statement on Form 10-Q for the quarter ended September 30, 2010, as filed with the Securities and Exchange Commission on November 15, 2010.
 
(c)
Number of shares as to which such person has:
 
 
(i)
Sole power to vote or to direct the vote:  See Line 5 of cover sheets.
 
(ii)
Shared power to vote or to direct the vote:  0
 
(iii)
Sole power to dispose or to direct the disposition of:  See Line 7 of cover sheets.
 
(iv)
Shared power to dispose or to direct the disposition of:  0

Item 5.
Ownership of Five Percent or Less of a Class
 
Each Reporting Person has ceased to own beneficially five percent (5%) or more of the Issuer’s outstanding Common Stock.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
 
Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
 
Not Applicable
 
Item 8.            Identification and Classification of Members of the Group
 
See Exhibit 1.
 
Item 9.            Notice of Dissolution of Group
 
Not Applicable
 
Item 10.
Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect or changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose of effect.
 
 
 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 16 of 18 Pages


SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:  April 13, 2011
 

 
 
/s/ Chris Goulakos
 
Chris Goulakos
   
 
                                    *
 
Spiro Goulakos
   
 
                                    *
 
Constance Goulakos
   
 
                                    *
 
Julie Goulakos
   
 
                                    *
 
Christos Goulakos
   
 
                                    *
 
George Goulakos
   
 
                                    *
 
Jamie Goulakos
   
 
                                    *
 
Sam Yaffe
   
 
                                    *
 
Zachary Yaffe
   
 
                                    *
 
Stephen Yaffe
   
 
                                    *
 
Gregory Courey
   
 
                                    *
 
Stephen Courey

 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 17 of 18 Pages



 
*By:  /s/ Chris Goulakos 
 
Chris Goulakos as Attorney-in-Fact


The Joint Filing Agreement to Schedule 13G was executed by and among the Reporting Persons which was filed with the Securities and Exchange Commission on March 18, 2011 in connection with Schedule 13G for Ambassadors International, Inc., which Joint Filing Agreement is incorporated herein by reference.

This Amendment No. 1 to Schedule 13G was executed by Chris Goulakos pursuant to a Power of Attorney which was filed with the Securities and Exchange Commission on March 18, 2011 in connection with Schedule 13G for Ambassadors International, Inc., which Power of Attorney is incorporated herein by reference.

 
 
 
 
CUSIP NO.  023178106
Schedule 13G
Page 18 of 18 Pages



Exhibit 1

The identity of the members of the group as required in Item 8 of this Schedule 13G are as follows:

Chris Goulakos;
Spiro Goulakos;
Constance Goulakos;
Julie Goulakos;
George Goulakos;
Jamie Goulakos;
Christos Goulakos;
Sam Yaffe;
Zachary Yaffe;
Stephen Yaffe;
Gregory Courey; and
Stephen Courey.

All of the above-named group members are individuals.